MA
Morgan W. Alley
MWA INVESTMENTS
White Stone, VA 22578
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CRD#: 5894579
MA
Professional summary
Morgan Wade Alley, CFP® is a registered financial advisor currently at MWA INVESTMENTS, LLC located in White Stone, Virginia.
Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Morgan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM CURRENTLY A PARTNER IN THE LAW FIRM OF DUNTON, SIMMONS & DUTON, L.L.P. THE BUSINESS IS NOT INVESTMENT-RELATED. I CURRENTLY WORK IN THE FIELDS OF ESTATE PLANNING, ESTATE ADMINISTRATION, TAXATION AND CORPORATE LAW. I HAVE WORKED AT THE FIRM SINCE AUGUST OF 1996. THE FIRM IS LOCATED AT 678 RAPPAHANNOCK DRIVE, WHITE STONE, VIRGINIA 22578. I DEVOTE APPROXIMATELY FORTY HOURS PER WEEK TO MY WORK IN THE LEGAL FIELD. APPROXIMATELY 2/3 OF THESE HOURS ARE DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Morgan Wade Alley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
March 10, 2011 - Present
MWA INVESTMENTS, LLC
Office #1: 678 Rappahannock Drive, White Stone, VA 22578RIA
CRD#: 156685
White Stone, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(3/27/2012)
IAR
Virginia(3/10/2011)
Exams
Current Firm
MI
MWA INVESTMENTS, LLC
MWA INVESTMENTS, LLC
CRD#: 156685 / SEC#:
Louisiana
Registered Investment Advisory firm - (3/27/2012 Approved)Texas
Registered Investment Advisory firm - (11/12/2013 Terminated)Virginia
Registered Investment Advisory firm - (3/10/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
678 Rappahannock Drive, White Stone, VA 22578
Mailing Address
Phone number
(804) 435-4000
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 70,350,405 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 01/02/2024 | ||
| 03/14/2023 | ||
| 03/29/2022 |
Red Flags
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