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DP

Didier B. Phitoussi

YORK STOCKBROKERS
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 5894298
DP

Professional summary

Didier Bernard Phitoussi is a registered financial professional currently at YORK STOCKBROKERS, INC. located in New York, New York.

Didier is registered as a RR (Registered Representative) and started their career in finance in 2011. Didier has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Didier Bernard Phitoussi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2011 - Present

YORK STOCKBROKERS, INC.

Office #1: 477 Madison Avenue, Suite 643, New York, NY 10022
BD
CRD#: 102740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/13/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

YS
YORK STOCKBROKERS, INC.
YORK STOCKBROKERS, INC.

CRD#: 102740 / SEC#: , 8-52139

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
477 Madison Avenue Suite 643, New York, NY 10022
Mailing Address
477 Madison Avenue Suite 643, New York, NY 10022
Phone number
(212) 218-8880
Established
Delaware since 06/17/1999
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INTERNATIONAL ASSET ALLOCATION MANAGEMENT, LLCOWNER
BENSADOUN, JEANCCO
BENSADOUN, JEANCEO2012954
GEORGE, KENNETH RONALDFINANCIAL AND OPERATIONS PRINCIPAL / CFO2643369

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

YORK STOCKBROKERS, INC.

CRD#: 102740New York, NY 10022

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