Frank H. Wiygul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Huntley Wiygul, who also goes by Huntley Wiygul, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2011. Frank had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2016 - March 14, 2016
CETERA INVESTMENT ADVISERS LLC
March 10, 2016 - March 14, 2016
CETERA INVESTMENT SERVICES LLC
September 11, 2015 - February 2, 2016
VIRTUE CAPITAL MANAGEMENT, LLC
March 25, 2014 - April 7, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 24, 2012 - March 19, 2014
VALIC FINANCIAL ADVISORS, INC.
August 24, 2012 - March 19, 2014
VALIC FINANCIAL ADVISORS, INC.
August 12, 2011 - December 21, 2011
WADDELL & REED
April 27, 2011 - December 21, 2011
WADDELL & REED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
