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AC

Anna Cross

PROOF SERVICES LLC
NEW YORK, NY
Some features on this profile are disabled
CRD#: 5894013
AC

Professional summary


Anna Cross, who also goes by Anya Cross, Anna English, Anna Verbolova, is a registered financial professional currently at PROOF SERVICES LLC located in New York, New York and COMMONGOOD SECURITIES LLC located in Winter Park, Florida.

Anna is registered as a RR (Registered Representative) and started their career in finance in 2011. Anna has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Anya Cross | Anna English | Anna Verbolova

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Anna Cross's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 23, 2020 - Present

PROOF SERVICES LLC

BD
CRD#: 306369
NEW YORK, NY
Current

March 9, 2021 - Present

COMMONGOOD SECURITIES LLC

Office #1: 181 W Stovin Ave, Winter Park, FL 32789
BD
CRD#: 289317
Winter Park, FL
Current

September 28, 2021 - Present

INTELLIGENT CROSS LLC

Office #1: Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902
BD
CRD#: 288946
Stamford, CT
Current

February 9, 2023 - Present

CACHE SECURITIES LLC

BD
CRD#: 319607
Lutz, FL
Past

September 27, 2018 - October 31, 2018

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
NASHVILLE, TN
Past

September 6, 2011 - August 6, 2018

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
NASHVILLE, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/9/2021)
RR
Maryland
(1/4/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm


CS
CACHE SECURITIES LLC
CACHE SECURITIES LLC | DOJIMA SERVICES LLC

CRD#: 319607 / SEC#: , 8-70913

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
921 Front St 2nd Floor, San Francisco, CA 94111
Mailing Address
921 Front St 2nd Floor, San Francisco, CA 94111
Phone number
(650) 533-1528
Established
Delaware since 02/22/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CACHE FINANCIALS, INC.SOLE MEMBER
CROSS, ANNAFINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5894013
GARIBAY, ELISA MARIECHIEF EXECUTIVE OFFICER5154488
HANUS, BRADLEY JAMESCHIEF COMPLIANCE OFFICER5487896

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CACHE SECURITIES LLC

CRD#: 319607New York, NY

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