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CRD#: 289317
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

COMMONGOOD SECURITIES LLC is located at 181 W Stovin Ave, Winter Park, FL 32789 and was first established at Florida, Florida in 06/30/2017. After operating for 8 years, COMMONGOOD SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COMMONGOOD SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. COMMONGOOD SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COMMONGOOD SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COMMONGOOD SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COMMONGOOD SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for COMMONGOOD SECURITIES LLC Comes From

Understanding the Statistics for COMMONGOOD SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
181 W Stovin Ave, Winter Park, FL 32789
Mailing Address
P.o. Box 791, Winter Park, FL 32789
Firm Size
Small
Phone Number
(407) 476-5453
Established
Florida since 06/30/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
COMMONGOOD CAPITAL LLCDIRECT OWNER
CROSS, ANNAFINOP5894013
SHAFER, JEFFREY ROSSCEO/CCO2785447

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at COMMONGOOD SECURITIES LLC

SH

Stephen Albert Hester III

Stephen Hester, Stephen Albert Hester
RR
CRD#: 5542603
Location:
Winter Park, FL 32789
Company:
COMMONGOOD SECURITIES LLC
Disclosures:
Experience:
17 years
View Profile
JS

Jeffrey Ross Shafer

Jeff Shafer
RR
CRD#: 2785447
CFP®: Certified Financial Planner
Location:
Winter Park, FL 32789
Company:
COMMONGOOD SECURITIES LLC
Disclosures:
Experience:
29 years
View Profile
AC

Anna Cross

Anya Cross, Anna English, Anna Verbolova
RR
CRD#: 5894013
Location:
New York, NY
Company:
PROOF SERVICES LLC
Disclosures:
Experience:
14 years
View Profile
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