Shawn P. Lee

INTEGRATIVE PLANNING

CORNELIUS, NC 28031

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CRD#: 5892651

Professional summary

Shawn Patrick Lee is a registered financial advisor currently at INTEGRATIVE PLANNING, INC. located in Cornelius, North Carolina.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shawn has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE SALES, INVESTMENT RELATED SAME ADDRESS. OFFER LIFE, LTC & ANNUITIES, START DATE 01/2008, 15+HRS PER WEEK DURING BUSINESSS HOURS. PARTIAL OWNER OF COMMERCIAL RENTAL PROPERTY LOCATED AT 2869 PARKWAY, PIDGEON FORGE TN, NO INVOLVEMENT IN MANAGEMENT, 0 HOURS PER WEEK, START DATE 01/1997. CEO OF LEARNING FOR LIFE FOUNDATION, NON-PROFIT PROMOTING LIFESYLE & FINANCIAL WELL-BEING, 15 HOURS PER WEEK, START DATE 3/2025.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Patrick Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2025 - Present

INTEGRATIVE PLANNING, INC.

Office #1: 19520 W Catawba Ave. Suite 311, Cornelius, NC 28031

RIA

CRD#: 336307

CORNELIUS, NC

Past

March 17, 2021 - August 5, 2025

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

CORNELIUS, NC

Past

December 7, 2020 - February 11, 2021

MILESTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 310441

Cornelius, NC

Past

August 27, 2012 - March 18, 2021

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Cornelius, NC

Past

June 22, 2011 - August 27, 2012

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

HUNTERSVILLE, NC

Past

February 16, 2011 - June 22, 2011

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

HUNTERSVILLE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2011

Uniform Investment Adviser Law Examination

Current Firm

INTEGRATIVE PLANNING, INC.

INTEGRATIVE PLANNING, INC. | INTREGRATIVE PLANNING, INC. | INTEGRATIVE WEALTH MANAGEMENT, LLC

CRD#: 336307 / SEC#: 801-133844

RIA

Registered Investment Advisory firm - (7/10/2025 120-Day Approval)

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Contact information

Main Address

19520 W Catawba Ave. Suite 311, Cornelius, NC 28031

Mailing Address

Phone number

(704) 947-8444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (6/9/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawn P. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Patrick Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATIVE PLANNING, INC.

ALPHASTAR CAPITAL MANAGEMENT

MILESTONE ASSET MANAGEMENT, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

ALPHASTAR CAPITAL MANAGEMENT

REGAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2011

Current Firm

INTEGRATIVE PLANNING, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

INTEGRATIVE PLANNING, INC.

TRUST BUT VERIFY

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