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SP

Scott C. Pohlman

TRUIST SECURITIES
NASHVILLE, TN 37219
Some features on this profile are disabled
CRD#: 5892388
SP

Professional summary

Scott Cradick Pohlman, who also goes by Scott C. Pohlman, Scott Cradick Pohlman, Scott Pohlman, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Nashville, Tennessee.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott C. Pohlman | Scott Cradick Pohlman | Scott Pohlman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Cradick Pohlman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 26, 2025 - Present

TRUIST SECURITIES, INC.

Office #1: 401 Commerce Street Suite 3600, Nashville, TN 37219
BD
CRD#: 6271
NASHVILLE, TN
Past

June 16, 2011 - December 4, 2017

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/1/2026)
RR
Alaska
(1/1/2026)
RR
Arizona
(1/1/2026)
RR
Arkansas
(1/1/2026)
RR
California
(1/1/2026)
RR
Colorado
(12/26/2025)
RR
Connecticut
(1/1/2026)
RR
Delaware
(1/1/2026)
RR
District of Columbia
(12/26/2025)
RR
Florida
(12/26/2025)
RR
Georgia
(1/1/2026)
RR
Hawaii
(1/1/2026)
RR
Idaho
(1/1/2026)
RR
Illinois
(1/1/2026)
RR
Indiana
(1/1/2026)
RR
Iowa
(1/1/2026)
RR
Kansas
(1/1/2026)
RR
Kentucky
(1/1/2026)
RR
Louisiana
(12/26/2025)
RR
Maine
(1/1/2026)
RR
Maryland
(12/26/2025)
RR
Massachusetts
(1/1/2026)
RR
Michigan
(1/1/2026)
RR
Minnesota
(1/1/2026)
RR
Mississippi
(1/1/2026)
RR
Missouri
(1/1/2026)
RR
Montana
(1/1/2026)
RR
Nebraska
(1/1/2026)
RR
Nevada
(1/1/2026)
RR
New Hampshire
(1/1/2026)
RR
New Jersey
(1/1/2026)
RR
New Mexico
(1/1/2026)
RR
New York
(1/1/2026)
RR
North Carolina
(1/1/2026)
RR
North Dakota
(1/1/2026)
RR
Ohio
(1/2/2026)
RR
Oklahoma
(1/1/2026)
RR
Oregon
(1/1/2026)
RR
Pennsylvania
(1/1/2026)
RR
Puerto Rico
(12/26/2025)
RR
Rhode Island
(1/1/2026)
RR
South Carolina
(1/1/2026)
RR
South Dakota
(1/1/2026)
RR
Tennessee
(1/5/2026)
RR
Texas
(1/1/2026)
RR
Utah
(1/1/2026)
RR
Vermont
(1/1/2026)
RR
Virginia
(1/1/2026)
RR
Washington
(1/1/2026)
RR
West Virginia
(1/1/2026)
RR
Wisconsin
(1/1/2026)
RR
Wyoming
(1/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/26/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/3/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/30/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/15/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: , 8-17212

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MILLIGAN, JOHNPRINCIPAL OPERATIONS OFFICER3206391
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event22
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST SECURITIES, INC.

CRD#: 6271Nashville, TN 37219

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