Timothy J. Kaiser

PERIGON WEALTH MANAGEMENT

Rancho Santa Fe, CA 92067

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CRD#: 5892120

Professional summary

Timothy James Kaiser, who also goes by Tim Kaiser, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Rancho Santa Fe, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Kaiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[1] Wealth Advisors, Inc. Investment-related; 16909 Via De Santa Fe, Suite 200, Rancho Santa Fe, CA 92067; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Kaiser Oaks, LLC; Not-investment related; Escondido, California; Equine boarding and care business; Co-owner; 08/2018; Approximately thirty hours per month, none of which are during securities trading hours; Duties include housing, feeding, cleaning, and general care of the horses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Kaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2023 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 16909 Via De Santa Fe Suite 200, Rancho Santa Fe, CA 92067

RIA

CRD#: 131037

Rancho Santa Fe, CA

Past

August 12, 2019 - February 16, 2024

WEALTH ADVISORS, INC.

RIA

CRD#: 130478

HENDERSON, NV

Past

January 17, 2018 - May 24, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

RANCHO SANTA FE, CA

Past

April 7, 2017 - January 17, 2018

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

June 3, 2014 - November 15, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

SAN DIEGO, CA

Past

September 14, 2012 - January 17, 2018

GIRARD SECURITIES, INC.

CRD#: 18697

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/20/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2013

General Securities Principal Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ADVISORS, INC.

FIRST ALLIED SECURITIES, INC.

CETERA ADVISORS LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2014

Series 63

Date: 5/20/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2012

Series 24

Date: 9/10/2013

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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