Samuel W. Feldbaum
ROCKWOOD WEALTH MANAGEMENT
New Hope, PA 18938
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CRD#: 5892111
Professional summary
Samuel Whitaker Feldbaum, CFP®, who also goes by Samuel W Feldbaum, is a registered financial advisor currently at ROCKWOOD WEALTH MANAGEMENT, LLC located in New Hope, Pennsylvania.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Samuel has worked at 2 firms and has passed the Series 65 exam.
Biography
Sam is responsible for advising affluent families and institutions. He functions as a trusted advisor on all matters pertaining to his clients’ financial planning and investments. His broad understanding of capital markets, taxation, insurance, and estate planning allows him to address issues critical to intergenerational wealth transfer.
Sam's responsibilities include engineering long-term investment plans aimed specifically at achieving his clients’ stated goals. He establishes comprehensive financial planning solutions for his clients using sophisticated portfolio analysis tools. Sam works closely with his clients’ tax and legal advisors to ensure a multi-faceted approach to wealth planning.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Small Business Planning
Insurance Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
Corporate Executives
Estate & Generational Planning...
Retirement Plan Investment Adv...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Samuel W Feldbaum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Finance Committee Member; Bucks County Opportunity Council - Finance Committee; Investment Related: No; 100 Doyle Street Doylestown PA 18901 United States; Description of the business: The Bucks County Opportunity Council provides a comprehensive range of self-sufficiency, both emergency and preventative, free tax preparation, financial literacy and asset development, food assistance, and weatherization services.; Responsibilities Duties: Member of the Organizations Finance Commitee; Start date with business: 2023-01-03; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Whitaker Feldbaum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 11, 2016 - Present
ROCKWOOD WEALTH MANAGEMENT, LLC
Office #1: 6464 Lower York Road, New Hope, PA 18938RIA
CRD#: 137481
New Hope, PA
Past
February 15, 2012 - June 2, 2016
LOCUST CAPITAL MANAGEMENT LLC
RIA
CRD#: 148148
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/11/2016)
Current Firm
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC
CRD#: 137481 / SEC#: 801-69884
RIA
Registered Investment Advisory firm - (1/26/2009 Approved)Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6464 Lower York Road, New Hope, PA 18938
Mailing Address
Phone number
(267) 983-6400
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,476 |
| AUM (Assets Under Management) | $ 2,185,443,848 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/20/2023 | ||
| 02/02/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
