Alex G. Markowitz

ALTERI WEALTH

WESTLAKE VILLAGE, CA 91362

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CRD#: 5891998

Professional summary

Alex G Markowitz, who also goes by Alex Garrett Markowitz, is a registered financial advisor currently at ALTERI WEALTH located in Westlake Village, California and PURSHE KAPLAN STERLING INVESTMENTS located in Westlake Village, California.

Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alex has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Garrett Markowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*99271 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CITY OF HOPE 25 TO 5 INVESTMENT RELATED: N ADDRESS OF BUSINESS: DUARTE, CALIFORNIA 91010 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 10/3/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I DO VOLUNTEER WORK FOR A CHAPTER OF THE BOARD OF GOVERNOR'S. THE CHAPTER IS CALLED 25 TO 5 AND THEIR MISSION IS TO RAISE MONEY TO FIND A CURE FOR CANCER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex G Markowitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2024 - Present

ALTERI WEALTH

Office #1: 4195 East Thousand Oaks Blvd. Suite 250, Westlake Village, CA 91362

RIA

CRD#: 331100

WESTLAKE VILLAGE, CA

Current

September 10, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4195 E Thousand Oaks Blvd Suite 250, Westlake Village, CA 91362

CRD#: 35747

Westlake Village, CA

Past

December 20, 2011 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

November 18, 2011 - May 28, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALTERI WEALTH

ALTERI WEALTH | ALTERI WEALTH LLC

CRD#: 331100 / SEC#: 801-130234

RIA

Registered Investment Advisory firm - (5/23/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(5/24/2024)

California
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALTERI WEALTH

ALTERI WEALTH | ALTERI WEALTH LLC

CRD#: 331100 / SEC#: 801-130234

RIA

Registered Investment Advisory firm - (5/23/2024 Approved)

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Contact information

Main Address

4195 East Thousand Oaks Blvd. Suite 250, Westlake Village, CA 91362

Mailing Address

Phone number

(805) 809-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALTERI WEALTH LLC ADV PART 2A 03-17-2025 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,079
AUM (Assets Under Management)	$ 771,265,644

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alex G. Markowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex G Markowitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALTERI WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/17/2011

FINRA

Current Firm

ALTERI WEALTH

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALTERI WEALTH

TRUST BUT VERIFY

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