Deep Patel
Professional summary
Deep Patel is a registered financial advisor currently at GENRISE WEALTH ADVISORS LLC located in Mt. Laurel, New Jersey.
Deep is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Deep has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deep Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2022 - Present
GENRISE WEALTH ADVISORS LLC
Office #1: 309 Fellowship Rd Suite 200, Mt. Laurel, NJ 08054May 5, 2014 - November 4, 2021
ADVISORS ASSET MANAGEMENT, INC.
May 5, 2014 - November 4, 2021
ADVISORS ASSET MANAGEMENT, INC.
October 25, 2011 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2011 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/19/2022)
Exams
Series 7TO
Date: 1/28/2024
General Securities Representative ExaminationCurrent Firm
GENRISE WEALTH ADVISORS LLC
CRD#: 317337 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 9,202,040 |
Red Flags
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