Gayle L. Elliott
Professional summary
Gayle Lesley Elliott, who also goes by Gayle Lesley Mckinnon Mrs., Gayle Lesley Sharlow Miss, is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
Gayle is registered as a RR (Registered Representative) and started their career in finance in 2011. Gayle has worked at 2 firms and has passed the Series 63, SIE and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gayle Lesley Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2015 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 400 - 808 First Street Sw, Calgary, Ab, T2P 1M9April 28, 2011 - October 9, 2015
RICHARDSON GMP (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2015)
(10/7/2015)
(10/7/2015)
(1/3/2018)
(10/7/2015)
(7/13/2020)
(10/7/2015)
(11/19/2015)
(2/25/2016)
(2/11/2019)
(2/13/2024)
(10/7/2015)
(3/20/2019)
(10/7/2015)
(9/11/2020)
(8/5/2021)
Exams
Series 38
Date: 4/27/2011
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
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