Shauna M. Price

COLOMB INVESTMENT MANAGEMENT COMPANY

Lakeside, CA

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CRD#: 5890184

Professional summary

Shauna M Price, who also goes by Shauna Marie Price, Shauna Marie Terry, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Lakeside, California.

Shauna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shauna has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shauna Marie Price | Shauna Marie Terry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shauna M Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

RIA

CRD#: 140088

Lakeside, CA

Past

January 16, 2018 - June 14, 2024

PARADIGM SHIFT FINANCIAL, LLC

RIA

CRD#: 289795

PORT ST LUCIE, FL

Past

May 8, 2012 - January 3, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

LA JOLLA, CA

Past

March 12, 2012 - January 3, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2012

General Securities Representative Examination

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

Mailing Address

Phone number

(504) 520-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIMC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shauna M. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shauna M Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

PARADIGM SHIFT FINANCIAL, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2012

SIE

Date: 1/3/2018

Series 7

Date: 3/10/2012

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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