Cameron J. Thomas

ALPHA WEALTH FUNDS

Park City, UT 84060

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CRD#: 5890037

Professional summary

Cameron James Thomas, who also goes by Cam Thomas, Cameorn Thomas, is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Park City, Utah.

Cameron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Cameron has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cam Thomas | Cameorn Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron James Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

ALPHA WEALTH FUNDS, LLC

Office #1: 1887 Gold Dust Lane Suite 203 A, Park City, UT 84060

RIA

CRD#: 150231

Park City, UT

Past

February 5, 2020 - December 31, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Chicago, IL

Past

July 13, 2012 - December 3, 2019

GOLDMAN SACHS & CO. LLC

CRD#: 361

CHICAGO, IL

Past

April 22, 2011 - June 21, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA WEALTH FUNDS, LLC

ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.

CRD#: 150231 / SEC#: 801-132551

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2025 Terminated)

Utah

Registered Investment Advisory firm - (4/28/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/2/2025)

IAR

Texas
(10/31/2025)

IAR

Utah
(5/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/25/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2011

General Securities Representative Examination

Current Firm

ALPHA WEALTH FUNDS, LLC

ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.

CRD#: 150231 / SEC#: 801-132551

RIA

Registered Investment Advisory firm - (4/25/2025 Approved)

North Carolina

Registered Investment Advisory firm - (2/17/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/28/2025 Terminated)

Utah

Registered Investment Advisory firm - (4/28/2025 Terminated)

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Contact information

Main Address

1887 Gold Dust Lane Suite 203 A, Park City, UT 84060

Mailing Address

Phone number

(435) 269-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE UPDATE- MARCH 2025 (9/15/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 190,022,617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cameron J. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cameron James Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

GOLDMAN SACHS & CO. LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ALPHA WEALTH FUNDS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2025

Series 63

Date: 4/29/2011

Series 7TO

Date: 3/25/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2011

Current Firm

ALPHA WEALTH FUNDS, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA WEALTH FUNDS, LLC

TRUST BUT VERIFY

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