Brian R. Flynn

JOURNEY STRATEGIC WEALTH LLC

SUMMIT, NJ 07901

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CRD#: 5889062

Professional summary

Brian R Flynn is a registered financial advisor currently at JOURNEY STRATEGIC WEALTH LLC located in Summit, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Summit, New Jersey.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Brian Flynn is dually-registered as an investment advisor representative with Journey Strategic Wealth LLC - since 12/2020) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 05/2015). Business is conducted from the registered location. Approximately 90% of Mr. Flynn's time is for services as an investment advisor representative and the balance as a registered representative. Journey and PKS are not affiliated. 2. INDEPENDENT INSURANCE BROKER, LESS THAN 10% OF BUSINESS HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Flynn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2021 - Present

JOURNEY STRATEGIC WEALTH LLC

Office #1: 47 Maple Street Suite 104, Summit, NJ 07901

RIA

CRD#: 310648

SUMMIT, NJ

Current

June 11, 2015 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 47 Maple Street Suite 104, Summit, NJ 07901

CRD#: 35747

Summit, NJ

Past

July 13, 2015 - December 19, 2018

DYNASTY WEALTH MANAGEMENT, LLC

RIA

CRD#: 153377

NEW YORK, NY

Past

April 11, 2011 - May 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHORT HILLS, NJ

Past

March 18, 2011 - May 11, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHORT HILLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/11/2015)

Colorado
(6/11/2015)

Connecticut
(6/11/2015)

Delaware
(6/11/2015)

Florida
(6/11/2015)

IAR

Florida
(1/29/2025)

Georgia
(6/11/2015)

Illinois
(6/11/2015)

Indiana
(6/11/2015)

New Jersey
(6/11/2015)

IAR

New Jersey
(1/20/2021)

New York
(6/11/2015)

IAR

New York
(12/26/2024)

North Carolina
(6/11/2015)

Virginia
(6/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/9/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JOURNEY STRATEGIC WEALTH LLC

JOURNEY STRATEGIC WEALTH LLC | MDL WEALTH MANAGEMENT

CRD#: 310648 / SEC#: 801-119925

RIA

Registered Investment Advisory firm - (12/7/2020 Approved)

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Contact information

Main Address

47 Maple Street Suite 104, Summit, NJ 07901

Mailing Address

Phone number

(201) 905-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOURNEY STRATEGIC WEALTH, LLC DISCLOSURE BROCHURE & PRIVACY POLICY (9/10/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 3,764,311,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian R. Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Flynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

DYNASTY WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

JOURNEY STRATEGIC WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/9/2011

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2011

FINRA

Current Firm

JOURNEY STRATEGIC WEALTH LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOURNEY STRATEGIC WEALTH LLC

TRUST BUT VERIFY

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