Sarah E. Mahalic

STANCORP INVESTMENT ADVISERS

Portland, OR

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CRD#: 5888778

Professional summary

Sarah Elizabeth Mahalic, who also goes by Sarah Elizabeth Kellogg, Sarah Elizabeth Mahalic, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Portland, Oregon and STANCORP EQUITIES, INC. located in Portland, Oregon.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sarah has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Elizabeth Kellogg | Sarah Elizabeth Mahalic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYED SINCE 04/22/2013 AS AN IMPLEMENTATION MANAGER WITH STANDARD INSURANCE COMPANY; EMPLOYED AS A REGISTERED REPRESENTATIVE OF STANCORP EQUITIES, INC., AND AS AN INVESTMENT ADVISOR REPRESENTATIVE OF STANCORP INVESTMENT ADVISERS, INC., SINCE 6/21/2017 AND 01/14/2014-08/14/2015. THE AFFILIATED COMPANIRES ARE LOCATED AT 1100 SW SIXTH AVE, PORTLAND, OR 97204. 40-HRS A WEEK ARE DEVOTED TO RETIREMENT PLAN MANAGEMENT, INCLUDING INVESTMENT-RELATED ENROLLMENT SUPPORT DURING THE REGISTERED TIME PERIODS. 1.ThatDarnYarnPDX; 2. NOT INVESTMENT-RELATED; 3. 9396 SW CORAL STREET, PORTLAND, OR 97223; 4. ONLINE STORE; 5. SOLE PROPRIETOR; 6. 100% OWNER; 7. JULY 2021; 8. 10 HRS/MO; 9. NONE DURING SECURITIES TRADING HOURS 10. PRODUCTION AND SALES OF HAND MADE CRAFTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Mahalic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2017 - Present

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Portland, OR

Current

August 7, 2017 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw 6th Avenue, Portland, OR 97204

CRD#: 19517

Portland, OR

Past

January 14, 2014 - August 4, 2015

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PORTLAND, OR

Past

August 19, 2013 - August 4, 2015

STANCORP EQUITIES, INC.

CRD#: 19517

PORTLAND, OR

Past

June 27, 2011 - April 23, 2013

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

BEAVERTON, OR

Past

February 21, 2011 - June 7, 2011

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

BEAVERTON, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Oregon
(6/26/2017)

Oregon
(7/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/18/2011

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204

Mailing Address

900 Sw Fifth Avenue C22, Portland, OR 97204

Phone number

(800) 858-5420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	103,728
AUM (Assets Under Management)	$ 33,592,166,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report
03/28/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah E. Mahalic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Elizabeth Mahalic's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP EQUITIES, INC.

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STANCORP INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2013

Series 63

Date: 2/28/2011

SIE

Date: 10/1/2018

Series 6

Date: 2/18/2011

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STANCORP INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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