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CP

Christian Peterson

WINCH FINANCIAL
APPLETON, WI 54911
Some features on this profile are disabled
CRD#: 5888773
CP

Professional summary

Christian Peterson is a registered financial advisor currently at WINCH FINANCIAL located in Appleton, Wisconsin.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christian has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christian Peterson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2011 - Present

WINCH FINANCIAL

Office #1: 424 E. Wisconsin Avenue, Appleton, WI 54911
RIA
CRD#: 110194
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WINCH FINANCIAL
WINCH ADVISORY SERVICES LLC | WINCH FINANCIAL | WINCH ADVISORY SERVICES, LLC

CRD#: 110194 / SEC#: 801-55488

RIA
Registered Investment Advisory firm - (4/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(12/1/2021)
IAR
Wisconsin
(2/4/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/21/2010
Uniform Investment Adviser Law Examination

Current Firm

WF
WINCH FINANCIAL
WINCH ADVISORY SERVICES LLC | WINCH FINANCIAL | WINCH ADVISORY SERVICES, LLC

CRD#: 110194 / SEC#: 801-55488

RIA
Registered Investment Advisory firm - (4/30/1998 Approved)
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Contact information

Main Address
424 E. Wisconsin Avenue, Appleton, WI 54911
Mailing Address
Phone number
(920) 739-8577
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WINCH ADVISORY SERVICES ADV PART 2A (3/9/2025)

Regulatory assets under management

Total Number of Accounts2,345
AUM (Assets Under Management)$ 510,720,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINCH FINANCIAL

CRD#: 110194Appleton, WI 54911

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