Marcel M. Miu

SIMPLIFY WEALTH PLANNING LLC

Austin, TX

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CRD#: 5887067

Professional summary

Marcel Mario Miu, CFP®, who also goes by Marcel Miu, is a registered financial advisor currently at SIMPLIFY WEALTH PLANNING LLC located in Austin, Texas.

Marcel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Marcel has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcel Miu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marcel Miu offers project-based investment management industry consulting and serves as a subject matter expert advisor to a start-up technology company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel Mario Miu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 24, 2023 - Present

SIMPLIFY WEALTH PLANNING LLC

RIA

CRD#: 325474

Austin, TX

Past

August 20, 2015 - April 10, 2023

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

November 4, 2014 - July 23, 2015

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEW YORK, NY

Past

March 2, 2011 - November 5, 2012

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

WESTERVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/27/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/24/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/1/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2017

General Securities Principal Examination

Current Firm

SIMPLIFY WEALTH PLANNING LLC

CRD#: 325474 / SEC#:

Texas

Registered Investment Advisory firm - (5/24/2023 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 200-3922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 2,212,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcel M. Miu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel Mario Miu's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLIFY WEALTH PLANNING LLC

COHEN & STEERS SECURITIES, LLC

JPMORGAN DISTRIBUTION SERVICES, INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/27/2011

SIE

Date: 10/1/2018

Series 3

Date: 11/24/2015

Series 7

Date: 3/1/2011

Series 24

Date: 3/20/2017

Current Firm

SIMPLIFY WEALTH PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMPLIFY WEALTH PLANNING LLC

TRUST BUT VERIFY

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