JG
Jaime L. Guevara
ASPIRE PRIVATE CAPITAL
Cornelius, NC 28031
Some features on this profile are disabled
CRD#: 5886723
JG
Professional summary
Jaime Luis Guevara, who also goes by Jaime L Guevara, is a registered financial advisor currently at ASPIRE PRIVATE CAPITAL located in Cornelius, North Carolina.
Jaime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jaime has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaime L Guevara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Freelance English-Spanish Interpreter (self-proprietor). Not investment related. Began 2/2016. 4hrs/month, No address (work from home), I'll take calls from state/federal agencies and serve as an interpreter. (Ex. Serve as an interpreter during a court hearing between judge and defendant) || (2) JL GUEVARA, INC. - PRESIDENT - INV REL - (NO BUSINESS CONDUCTED THROUGH HERE, ENTITY RECEIVES REVENUE FOR ADVISORY FEES) - 6307 PENNACOOK DRIVE, CHARLOTTE, NC 28214 - START 01/2020 - 0 HOURS PER MONTH, 0 HOURS DURING TRADING (3) Letrina, LLC, 1213 W Morehead St, Suite 500, Charlotte, NC 28208, Consulting company that specializes in management/operation of Property and Casualty (Home and Auto) Insurance Agencies, Investment-related, Bookeeper and Registered agent, duties include bookkeeping and submitting certain taxes to the state, state date: 7/16/2021, 1 hr/ month and none during trading hours (4) Kovered, LLC, 1213 Morehead St., Suite 500, Charlotte, NC 28208, Independent Property & Casualty (Home & Auto) Insurance agency, Investment-related, Partner and CFO, Duties are primarily bookkeeping related, start date: 7/28/21, 4 hours per month, 0 hours during trading (5) SV Carolinas, LLC, 1213 Morehead St., Suite 500, Charlotte, NC 28208, an independent Property & Casualty (Home & Auto) Insurance agency, Investment-related, Bookkeeper, Primary responsibilities are bookkeeping and making financial decision related to firm, start date 12/2021, 4 hours per month, 0 hours during trading (6) Elite Luxury Holdings, LLP, 1213 Morehead St, Suite 500, Charlotte, NC 28208, transportation of goods via truck and trailer, General Partner, primary responsibilities are bookkeeping and helping make financial decisions for the firm, start date 4/4/2022, 4 hours per month, 0 hours during trading (7) Volt Transport, 1213 Morehead St. Suite 500, Charlotte, NC 28208, Investment-related; Duties require running reports monthly and quarterly for partner members, Start Date 09/2022. 5 hours per month, 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Luis Guevara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2016 - Present
ASPIRE PRIVATE CAPITAL
Office #1: 19410 Jetton Road Suite 110, Cornelius, NC 28031RIA
CRD#: 154116
Cornelius, NC
Past
February 17, 2012 - September 29, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Past
February 18, 2011 - February 8, 2012
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ASPIRE PRIVATE CAPITAL
ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC
CRD#: 154116 / SEC#: 801-113754
RIA
Registered Investment Advisory firm - (8/1/2018 Approved)Florida
Registered Investment Advisory firm - (8/15/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/17/2018 Terminated)South Carolina
Registered Investment Advisory firm - (8/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
ASPIRE PRIVATE CAPITAL
ASPIRE PRIVATE CAPITAL | ASPIRE PRIVATE CAPITAL, LLC
CRD#: 154116 / SEC#: 801-113754
RIA
Registered Investment Advisory firm - (8/1/2018 Approved)Florida
Registered Investment Advisory firm - (8/15/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (8/17/2018 Terminated)South Carolina
Registered Investment Advisory firm - (8/15/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19410 Jetton Road Suite 110, Cornelius, NC 28031
Mailing Address
Phone number
(704) 237-9927
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,701 |
| AUM (Assets Under Management) | $ 455,692,609 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
