Amber S. Makokele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amber Shalese Makokele, who also goes by Amber Shalese Mkokeles, was a registered financial professional .
Amber is a previously registered financial professional and started their career in finance in 2012. Amber had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2014 - May 14, 2020
EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.
February 11, 2014 - April 22, 2016
LEGEND FINANCIAL ADVISORS INC
March 27, 2013 - December 9, 2013
PRUCO SECURITIES, LLC.
April 2, 2012 - December 9, 2013
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.
CRD#: 151471 / SEC#: 801-70731
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 22,240,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
