CM
Craig A. Moore
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Clearfield, PA 16830
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CRD#: 5886530
CM
Professional summary
Craig Allen Moore, who also goes by Craig Moore, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Clearfield, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Osceola Mills, Pennsylvania.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Craig has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RENTAL PROPERTY OWNER, KARTHAUS, PA, 6/2018. NIR - 2/MO - 0/TRADING.
2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.
3. CRAIG MOORE, 290 W HAMILTON AVE, STATE COLLEGE, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,OWNER, 06/29/18, INV REL, 5/WK- 5/TRADING
3. HAPPY VALLEY FINANCIAL SERVICES, LLC, 290 W HAMILTON AVE, STATE COLLEGE, PA, DBA, OWNER, 06/29/18, INV REL, 50/WK- 40/TRADING
4. TIMEBRLAND FEDERAL CREDIT UNION, 821 BEAVER DRIVE, DUBOIS, PA, BOARD MEMBER OF A NON-=PUBLIC ENTITY, SUPERVISORY COMMITTEE MEMBER, NIR, 04/30/20, 1/MO- 1/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Craig Allen Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 8764 Clearfield-curwensville Hwy, Clearfield, PA 16830Office #3: 821 Beaver Drive, Dubois, PA 15801Office #4: 201 N Front St, Philipsburg, PA 16866Office #5: 161 West College Ave, Pleasant Gap, PA 16823Office #6: 290 W Hamilton Ave., State College, PA 16801RIA
CRD#: 134139
Clearfield, PA
Current
June 29, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #3: 821 Beaver Drive, Dubois, PA 15801Office #4: 8764 Clearfield-curwensville Hwy, Philipsburg, PA 16866Office #5: 201 N Front St, Philipsburg, PA 16866Office #6: 161 West College Ave, Pleasant Gap, PA 16823BD
CRD#: 39543
Osceola Mills, PA
Past
October 16, 2013 - July 3, 2018
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
STATE COLLEGE, PA
Past
March 27, 2012 - July 3, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
STATE COLLEGE, PA
Past
February 18, 2011 - February 27, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
STATE COLLEGE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/29/2021)
RR
Montana(1/2/2025)
RR
New Jersey(11/12/2019)
RR
Ohio(10/20/2023)
RR
Pennsylvania(6/29/2018)
IAR
Pennsylvania(6/29/2018)
RR
Virginia(2/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Clearfield, PA 16830TRUST BUT VERIFY
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