JK
Joshua A. Kane
CLARION PARTNERS SECURITIES
New York, NY 10010
Some features on this profile are disabled
CRD#: 5886400
JK
Professional summary
Joshua Alexander Kane is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2011. Joshua has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joshua Alexander Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2013 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010BD
CRD#: 166384
New York, NY
Current
July 17, 2019 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010BD
CRD#: 109064
NEW YORK, NY
Past
March 18, 2013 - January 29, 2014
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
NEW YORK, NY
Past
February 24, 2011 - February 14, 2013
CAREY FINANCIAL, LLC
BD
CRD#: 15246
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/4/2013)
RR
Alaska(1/2/2018)
RR
Arizona(1/2/2018)
RR
Arkansas(1/2/2018)
RR
California(1/4/2016)
RR
Colorado(12/20/2013)
RR
Connecticut(1/10/2014)
RR
Delaware(12/2/2013)
RR
District of Columbia(12/23/2013)
RR
Florida(3/3/2014)
RR
Georgia(12/20/2013)
RR
Hawaii(1/2/2018)
RR
Idaho(1/2/2018)
RR
Illinois(3/3/2014)
RR
Indiana(1/14/2014)
RR
Iowa(1/2/2018)
RR
Kansas(1/2/2018)
RR
Kentucky(1/2/2018)
RR
Louisiana(3/13/2014)
RR
Maine(1/2/2018)
RR
Maryland(1/8/2014)
RR
Massachusetts(12/23/2013)
RR
Michigan(12/17/2013)
RR
Minnesota(12/9/2013)
RR
Mississippi(1/2/2018)
RR
Missouri(3/3/2014)
RR
Montana(1/2/2018)
RR
Nebraska(12/23/2013)
RR
Nevada(1/2/2018)
RR
New Hampshire(1/2/2018)
RR
New Jersey(12/5/2013)
RR
New Mexico(1/2/2018)
RR
New York(11/22/2013)
RR
North Carolina(10/17/2014)
RR
North Dakota(1/2/2018)
RR
Ohio(12/20/2013)
RR
Oklahoma(3/13/2014)
RR
Oregon(1/2/2018)
RR
Pennsylvania(12/5/2013)
RR
Puerto Rico(7/17/2019)
RR
Rhode Island(2/14/2017)
RR
South Carolina(12/4/2013)
RR
South Dakota(12/20/2013)
RR
Tennessee(1/22/2014)
RR
Texas(12/5/2013)
RR
Utah(1/2/2018)
RR
Vermont(1/2/2018)
RR
Virginia(1/9/2014)
RR
Washington(1/4/2016)
RR
West Virginia(1/2/2018)
RR
Wisconsin(12/4/2013)
RR
Wyoming(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
