Anthony B. Gallo
STRATEGIC ADVISERS LLC | VP, Branch Leader
GREER, SC
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CRD#: 5886364
Professional summary
Anthony Benedict Gallo, who also goes by Anthony B Gallo III, Anthony Benedict Gallo III, Anthony Gallo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Greer, South Carolina and FIDELITY BROKERAGE SERVICES LLC located in Greenville, South Carolina.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Anthony has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I partner with our local financial professionals to engage Fidelity's clients meaningfully throughout the financial planning process.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony B Gallo Iii | Anthony Benedict Gallo Iii | Anthony Gallo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-66427|OrgNmn:GPM 118, LLC|Org Addr:Virginia B,Virginia,US|OBA Nature:Rental Property holding LLC|Invst Rel:Y|Title:owner|Duties:Pay bills, property manager in place|StrtDt:05-01-22|TotHrs/mon:1|TrdHrs/mon:0|OBA-15745|OrgNmn:Quantum Speed Works, LLC|Org Addr:Alton,Virginia,US|OBA Nature:maintenance of automobiles|Invst Rel:N|Title:Member|Duties:Limited, i was initially involved in business design and funding|StrtDt:06-01-18|TotHrs/mon:5|TrdHrs/mon:0|OBA-94382|OrgNmn:Habitat for Humanity of South Hampton Roads|Org Addr:norfolk,Virginia,US|OBA Nature:Home Builders|Invst Rel:N|Title:Board Member - Treasurer|Duties:bi-monthly board meetings|StrtDt:01-01-23|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Benedict Gallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Wake Forest University
Master of Business Administration (MBA) - MBA
2018
Fairleigh Dickinson University
Bachelor of Accountancy - Accounting
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 210 South Main St, Greenville, SC 29601RIA
CRD#: 104555
GREER, SC
Current
August 16, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 210 South Main St., Greenville, SC 29601BD
CRD#: 7784
Greenville, SC
Past
August 22, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENVILLE, SC
Past
May 27, 2014 - August 7, 2019
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
May 27, 2014 - August 7, 2019
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Past
April 26, 2011 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHANDLER, AZ
Past
March 24, 2011 - May 9, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(3/14/2025)
RR
Massachusetts(8/16/2019)
RR
New Jersey(4/14/2023)
RR
North Carolina(8/16/2019)
RR
South Carolina(4/14/2023)
IAR
South Carolina(3/31/2025)
RR
Texas(8/16/2019)
IAR
Texas(3/31/2025)
RR
Utah(8/16/2019)
RR
Virginia(12/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
