Joseph E. Campobenedetto
Professional summary
Joseph E Campobenedetto, who also goes by Joe Campo, is a registered financial professional currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Colorado Springs, Colorado.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph E Campobenedetto's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2025 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
August 22, 2019 - June 23, 2020
USAA INVESTMENT SERVICES COMPANY
January 8, 2018 - June 23, 2020
USAA INVESTMENT SERVICES COMPANY
March 25, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
December 16, 2011 - April 5, 2013
USAA INVESTMENT SERVICES COMPANY
March 4, 2011 - June 18, 2020
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/27/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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