Tanner E. Utley

VISIONX WEALTH PARTNERS

FORT DODGE, IA 50501

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CRD#: 5886110

Professional summary

Tanner Eugene Utley is a registered financial advisor currently at VISIONX WEALTH PARTNERS located in Fort Dodge, Iowa.

Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tanner has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Eugene Utley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2024 - Present

VISIONX WEALTH PARTNERS

Office #1: 31 South 21st Street, Fort Dodge, IA 50501

RIA

CRD#: 333559

FORT DODGE, IA

Past

June 8, 2020 - November 18, 2024

NIELSEN FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 292570

FORT DODGE, IA

Past

November 2, 2018 - June 15, 2020

OSAIC WEALTH, INC.

RIA

CRD#: 23131

FORT DODGE, IA

Past

November 2, 2018 - June 15, 2020

OSAIC WEALTH, INC.

CRD#: 23131

FORT DODGE, IA

Past

March 7, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

FORT DODGE, IA

Past

March 7, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

FORT DODGE, IA

Past

July 22, 2015 - April 4, 2017

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

FORT DODGE, IA

Past

April 1, 2015 - April 4, 2017

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

FORT DODGE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2015

General Securities Representative Examination

Current Firm

VISIONX WEALTH PARTNERS

CRD#: 333559 / SEC#:

Iowa

Registered Investment Advisory firm - (10/29/2024 Approved)

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Contact information

Main Address

31 South 21st Street, Fort Dodge, IA 50501

Mailing Address

Phone number

(515) 570-4032

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	300
AUM (Assets Under Management)	$ 64,475,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tanner E. Utley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner Eugene Utley's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISIONX WEALTH PARTNERS

NIELSEN FINANCIAL MANAGEMENT, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2015

Current Firm

VISIONX WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VISIONX WEALTH PARTNERS

TRUST BUT VERIFY

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