Barbara H. Mcfee Peisert
CETERA INVESTMENT ADVISERS LLC
MINNEAPOLIS, MN 55402
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CRD#: 5886074
Professional summary
Barbara H Mcfee Peisert, CFP®, who also goes by Barbara H Mcfee, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minneapolis, Minnesota and CETERA WEALTH SERVICES, LLC located in Minneapolis, Minnesota.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Barbara has worked at 3 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara H Mcfee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:McFee Financial Group; Yes; 4640 OAK GROVE PARKWAY; MINNEAPOLIS; MN; 55443; Client Services; Manager of Private Client Services; 1/1/2010; 120; 40; client service, attending client meetings; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4640 OAK GROVE PKWY; MINNEAPOLIS; MN; 55443; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/10/2020; 0; 0; SALES OF FIXED INSURANCE PRODUCTS; 3 . NAME OF OTHER BUSINESS: ALPHA OMICRON PI FRATERNITY; INVESTMENT RELATED: NO; ADDRESS: 170 UNIVERSITY CENTER 410 S, 3RD, ST RIVER FALLS, WI 54002; NATURE OF BUSINESS: FRATERNITY VOLUNTEER POSITION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FINANCE; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 BRIEF DESCRIPTION OF DUTIES: OVERSEE COLLEGE STUDENT FINANCE CHAIR; CREATE & MAINTAIN OFFICER BUDGET, ASSIST IN SUBMISSION OF IRS FORMS, OVERSEE TIMELY PAYMENT; 4. NAME OF OTHER BUSINESS: MCFEE FINANCIAL GROUP, INC- CRD#116432 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: CCO START DATE: 08/2023, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING DBA; 5. NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION - MINNESOTA, INVESTMENT RELATED: NO, ADDRESS: 1601 UTICA AVE S, SUITE 213, B NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 1, NIT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROMOTE ASSOCIATION, ATTEND BOARD MEETINGS, ASSISTS BOOKKEEPER WITH TAX RETURNS, ASSISTS COMMITTEES WITH BUDGET RESPONSIBILITIES, PREPARES AND PRESENTS UP-TO-DATE FINANCIAL STATEMENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Barbara H Mcfee Peisert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 901 Marquette Ave Suite 2800, Minneapolis, MN 55402RIA
CRD#: 105644
MINNEAPOLIS, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4640 Oak Grove Pkwy North, Minneapolis, MN 55443BD
CRD#: 13572
Minneapolis, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 16, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MINNEAPOLIS, MN
Past
July 1, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(1/5/2023)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Wyoming(5/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 11/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
