Peter M. Lewis
Professional summary
Peter Michael Lewis, who also goes by Peter Lewis, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Mchenry, Illinois and LASALLE ST SECURITIES, L.L.C. located in Mchenry, Illinois.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Peter has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2016 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 5435 Bull Valley Rd Suite 300, Mchenry, IL 60050September 19, 2016 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 5435 Bull Valley Road Suite 300, Mchenry, IL 60050October 15, 2014 - September 19, 2016
WORLD EQUITY GROUP, INC.
October 14, 2014 - September 19, 2016
WORLD EQUITY GROUP, INC.
August 2, 2012 - September 8, 2014
FIFTH THIRD SECURITIES, INC.
June 26, 2012 - September 8, 2014
FIFTH THIRD SECURITIES, INC.
December 6, 2011 - June 25, 2012
ASSOCIATED INVESTMENT SERVICES, INC.
September 2, 2011 - November 30, 2011
WORLD EQUITY GROUP, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2021)
(1/12/2022)
(2/29/2024)
(3/5/2021)
(3/5/2021)
(1/7/2022)
(9/19/2016)
(8/27/2021)
(7/8/2020)
(2/3/2022)
(11/8/2023)
(9/20/2016)
(10/7/2016)
(8/19/2019)
(1/12/2022)
(8/26/2021)
(6/1/2022)
(1/26/2022)
(8/17/2022)
(5/23/2025)
(2/11/2022)
(7/1/2024)
(6/7/2022)
(8/7/2024)
(8/26/2021)
(6/16/2025)
(2/7/2017)
(7/19/2018)
(6/10/2020)
(5/25/2018)
(8/30/2022)
(10/4/2021)
(10/21/2021)
(8/26/2021)
(9/5/2025)
(10/6/2017)
(11/25/2019)
(8/17/2022)
(9/21/2016)
(2/16/2017)
Exams
FINRA
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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