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MI

Maria E. Incerromeo

BANCO DO BRASIL SECURITIES LLC
Palmetto Bay, FL
Some features on this profile are disabled
CRD#: 5885341
MI

Professional summary

Maria Estibaliz Incerromeo, who also goes by Maria Estibaliz Incer, Maria Estibaliz Incer Romeo, is a registered financial advisor currently at BANCO DO BRASIL SECURITIES LLC located in Palmetto Bay, Florida.

Maria is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Maria has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Maria Estibaliz Incer | Maria Estibaliz Incer Romeo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business : Wizest Inc. the business is investment-related; the address of the other business; 1688 Sheridan Rd, South Euclid, OH 44121 Nature of the other business: Fintech Robo Advisor, startup ; Position: Member of Advisory Board; the start date of your relationship: April 2023 the approximate number of hours/month you devote to the other business; 1-5 hours per month the number of hours you devote to the other business during securities trading hours; 0 per month Description of duties: Provide guidance and make non-binding recommendations to the Company. The role is purely ministerial and advisory, not managerial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Estibaliz Incerromeo's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Maria Estibaliz Incerromeo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2023 - Present

BANCO DO BRASIL SECURITIES LLC

Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #4: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #5: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
RIA
BD
CRD#: 132701
Palmetto Bay, FL
Current

April 4, 2023 - Present

BANCO DO BRASIL SECURITIES LLC

Office #2: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #3: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Office #4: 2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
RIA
BD
CRD#: 132701
Palmetto Bay, FL
Past

June 23, 2022 - March 17, 2023

WIZEST INC.

RIA
CRD#: 315156
Palmetto Bay, FL
Past

October 30, 2014 - December 15, 2021

BRADESCO GLOBAL ADVISORS

RIA
CRD#: 134416
CORAL GABLES, FL
Past

March 22, 2011 - December 15, 2021

BRADESCO INVESTMENTS INC.

BD
CRD#: 19453
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/14/2023)
RR
Alaska
(8/24/2023)
RR
Arizona
(8/23/2023)
RR
Arkansas
(8/24/2023)
RR
California
(4/4/2023)
RR
Colorado
(4/5/2023)
RR
Connecticut
(4/4/2023)
RR
Delaware
(4/11/2023)
RR
District of Columbia
(4/7/2023)
RR
Florida
(4/5/2023)
IAR
Florida
(4/5/2023)
RR
Georgia
(4/6/2023)
RR
Hawaii
(8/14/2023)
RR
Idaho
(8/14/2023)
RR
Illinois
(4/5/2023)
RR
Indiana
(8/15/2023)
RR
Iowa
(8/15/2023)
RR
Kansas
(8/14/2023)
RR
Kentucky
(8/15/2023)
RR
Louisiana
(8/14/2023)
RR
Maine
(8/14/2023)
RR
Maryland
(4/4/2023)
RR
Massachusetts
(4/6/2023)
RR
Michigan
(8/15/2023)
RR
Minnesota
(4/5/2023)
RR
Mississippi
(8/16/2023)
RR
Missouri
(8/14/2023)
RR
Montana
(8/15/2023)
RR
Nebraska
(8/14/2023)
RR
Nevada
(8/17/2023)
RR
New Hampshire
(8/14/2023)
RR
New Jersey
(8/14/2023)
RR
New Mexico
(8/14/2023)
RR
New York
(4/8/2023)
RR
North Carolina
(8/15/2023)
RR
North Dakota
(8/14/2023)
RR
Ohio
(4/4/2023)
RR
Oklahoma
(8/14/2023)
RR
Oregon
(8/15/2023)
RR
Pennsylvania
(8/14/2023)
RR
Puerto Rico
(8/21/2023)
RR
Rhode Island
(8/16/2023)
RR
South Carolina
(8/14/2023)
RR
South Dakota
(8/14/2023)
RR
Tennessee
(8/14/2023)
RR
Texas
(4/4/2023)
RR
Utah
(8/15/2023)
RR
Vermont
(8/14/2023)
RR
Virgin Islands
(8/14/2023)
RR
Virginia
(4/5/2023)
RR
Washington
(4/5/2023)
RR
West Virginia
(8/14/2023)
RR
Wisconsin
(4/4/2023)
RR
Wyoming
(8/14/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/28/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/14/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BD
BANCO DO BRASIL SECURITIES LLC
BANCO DO BRASIL SECURITIES LLC

CRD#: 132701 / SEC#: , 8-66625

Florida
Registered Investment Advisory firm - SEC (9/6/2022 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131
Phone number
(407) 608-1780
Established
New York since 07/12/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
10

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BANCO DO BRASIL S.A.SOLE MEMBER
ABREU, JULIANO MARCATTO DEMEMBER OF THE BOARD OF DIRECTORS7971425
FRANCA, MELISSA BUENOCHIEF COMPLIANCE OFFICER & AMLCO5185735
FRUET JUNIOR, JOAO FRANCISCOMEMBER OF THE BOARD OF DIRECTORS6759546
INCERROMEO, MARIA ESTIBALIZCHIEF INVESTMENT OFFICER5885341
MOREIRA, JEFERSON MUNHOZCHIEF BUSINESS OFFICER / BOM5083219
PORTNOFF, DAVID ROSSFINOP/CFO2977967
RIOS NOGALES GARCES, FABIO LUISPRINCIPAL OPERATIONS OFFICER5788772
ROSSI, GUILHERME ALEXANDREMEMBER OF THE BOARD OF DIRECTORS7824752
SILVA ROSOSTOLATO, DIOGOCHIEF EXECUTIVE OFFICER7629292
0

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701Palmetto Bay, FL

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