Peter Clark Locke
CFP®Professional Summary
Peter Clark Locke, CFP® is a registered financial advisor currently at INSIGHT, CORP. located in Boulder, Colorado. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Peter has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
BRITEHORN SECURITIES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
BRITEHORN SECURITIES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
BRITEHORN SECURITIES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
BRITEHORN SECURITIES
Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
BRITEHORN SECURITIES
Current Firm
INSIGHT, CORP.
Contact Information
Main Address
4450 Arapahoe Ave Office 110, Boulder, CO 80303Phone Number
(703) 314-6538# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
441AUM (Assets Under Management)
$98,960,012Similar Advisors
BRITEHORN SECURITIES
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
BRITEHORN SECURITIES
State Registrations and Notice Filings
(1/12/2021)
(9/27/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2024About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2024About the Series 9 examSimilar Advisors
BRITEHORN SECURITIES
CRS (Client Relationship Summary) - RIA
Click below to view Peter Clark Locke's CRS (Customer Relationship Summary).
Similar Advisors
BRITEHORN SECURITIES
