Peter C. Locke
Professional summary
Peter Clark Locke, CFP® is a registered financial advisor currently at INSIGHT, CORP. located in Boulder, Colorado.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Peter has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Clark Locke's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
January 12, 2021 - Present
INSIGHT, CORP.
Office #1: 4450 Arapahoe Ave Office 110, Boulder, CO 80303February 27, 2018 - October 14, 2020
TD AMERITRADE, INC.
February 26, 2018 - October 14, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - October 14, 2020
TD AMERITRADE, INC.
January 25, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 19, 2012 - February 26, 2018
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2021)
(9/27/2021)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationCurrent Firm
INSIGHT, CORP.
CRD#: 311445 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 304 |
| AUM (Assets Under Management) | $ 74,903,879 |
Red Flags
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Company Information
INSIGHT, CORP.
CRD#: 311445Boulder, CO 80303TRUST BUT VERIFY
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