Travis K. Pollard
Professional summary
Travis Kegan Pollard, who also goes by Travis Kegan Pollard, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2011. Travis has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Travis Kegan Pollard's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 17, 2013 - August 14, 2015
SG AMERICAS SECURITIES, LLC
March 2, 2011 - December 12, 2012
SIDOTI & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/22/2025
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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