Luke Aaron Thomas
Professional Summary
Luke Aaron Thomas is a registered financial advisor currently at THIRD LAKE ASSOCIATES, LLC located in Tampa, Florida. Luke is registered as a RR (Registered Representative) and started their career in finance in 2012. Luke has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, Series 7TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
THIRD LAKE ASSOCIATES, LLC
Contact Information
Main Address
1600 East 8th Avenue Suite A-208, Tampa, FL 33605Mailing Address
1600 East 8th Avenue Suite A-208, Tampa, FL 33605Phone Number
(727) 349-9300Established
Delaware since 08/14/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/5/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2023About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Jul 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Luke Aaron Thomas's CRS (Customer Relationship Summary).
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