Reid S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Spencer Davis was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 2011. Reid had worked at 4 firms and has passed the SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2016 - May 20, 2019
AKUNA SECURITIES LLC
June 5, 2015 - November 1, 2016
SUMO CAPITAL, LLC
June 9, 2014 - March 4, 2015
QUIET LIGHT SECURITIES, LLC
April 18, 2011 - February 27, 2014
BELVEDERE TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/24/2011
Proprietary Trader Qualification ExaminationCurrent Firm
AKUNA SECURITIES LLC
CRD#: 159041 / SEC#: , 8-68957
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
