Sanam M. Finnegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sanam Madani Finnegan, CFP®, who also goes by Sanam N Madani, Sanam Novin Madani, Sanam Madani, Madani Novin Sanam, was a registered financial professional .
Sanam is a previously registered financial professional and started their career in finance in 2011. Sanam had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2016 - October 16, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
January 13, 2014 - December 31, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 1, 2012 - January 15, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 15, 2014
J.P. MORGAN SECURITIES LLC
December 13, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 13, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 24, 2011 - November 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 2011 - November 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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