KS
Kent E. Sipe
ALLSTATE FINANCIAL ADVISORS
Indianapolis, IN 46240-1486
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CRD#: 5883488
KS
Professional summary
Kent Edmund Sipe is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Indianapolis, Indiana and ALLSTATE FINANCIAL SERVICES, LLC located in Indianapolis, Indiana.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kent has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Richard E Sipe Trust-Farm Operation, 8598 S 100 W, Ridgeville IN 47380, Co_Trustee, non investment related, duties-make joint decisions with co-trustee on expenses and income (cash rent), time devoted-2%, start dt-01/01/06, hrs per mo-3, during trading hrs-0 SIGNATOR POSITION: Fromer Agent - renewals NATURE: Renewals from previous agency.. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2017 ADDRESS: 13343 Dumbarton St, Carmel IN 46032, United States DESCRIPTION: Trails for DI TRAILING COMMISSIONS FROM EVERLAKE, LBL POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2025 ADDRESS: 4705 E 96th Street, Suite31, Indianapolis IN 46240, United States DESCRIPTION: Servicing customers for Allstate legacy business TRAILING COMMISSIONS FROM MASS MUTUAL POSITION: Agent NATURE: trailing commissions from Mass Mutual form old business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 4705 E 96th street, Suite 31, Indianapolis IN 46240, United States DESCRIPTION: Trailing commissions from old business
CRS (Client Relationship Summary) - RIA
Click below to view Kent Edmund Sipe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2019 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 4705 East 96th St, Indianapolis, IN 46240-1486RIA
CRD#: 109524
Indianapolis, IN
Current
January 8, 2019 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 4705 E 96th St Ste 31, Indianapolis, IN 46240-1565BD
CRD#: 18272
Indianapolis, IN
Past
August 4, 2015 - January 15, 2019
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
INDIANAPOLIS, IN
Past
July 16, 2015 - January 15, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
INDIANAPOLIS, IN
Past
August 24, 2012 - July 9, 2015
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
INDIANAPOLIS, IN
Past
August 17, 2012 - July 9, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
INDIANAPOLIS, IN
Past
November 17, 2011 - June 26, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
INDIANAPOLIS, IN
Past
April 27, 2011 - June 26, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/19/2021)
RR
Hawaii(7/26/2023)
RR
Illinois(1/23/2024)
RR
Indiana(1/8/2019)
IAR
Indiana(1/8/2019)
RR
Michigan(3/28/2022)
RR
Ohio(5/24/2023)
RR
Texas(9/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
