Adam L. Soklow
Professional summary
Adam Lindsay Soklow, who also goes by Adam Lindsay Soklow, Adam Soklow, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Avon, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Lindsay Soklow's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211September 6, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107September 14, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 29, 2019 - August 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2019 - August 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2011 - January 25, 2013
VOYA FINANCIAL PARTNERS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2023)
(3/31/2025)
(12/15/2023)
(10/30/2024)
(9/12/2023)
(7/3/2024)
(1/4/2025)
(9/12/2023)
(11/22/2024)
(9/12/2023)
(1/4/2025)
(3/31/2025)
Exams
Series 7TO
Date: 6/27/2019
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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