Joseph Danfield
Professional summary
Joseph Danfield III is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Danfield III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2015 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017March 2, 2011 - September 22, 2014
BEDROK SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2015)
(2/27/2020)
(6/2/2015)
(6/2/2015)
(6/2/2015)
(6/2/2015)
(6/2/2015)
(6/2/2015)
Exams
FINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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