JR
Jerry A. Romjue
CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN 46204
Some features on this profile are disabled
CRD#: 5881932
JR
Professional summary
Jerry Allen Romjue is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA ADVISORS LLC located in Indianapolis, Indiana.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jerry has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) HONEY HOUNDS LLC; PARTNER; RETAIL SALES; START DATE 10/17/2014; 4 HOURS PER MONTH. 2.) BRUNETTE AND ASSOCIATES; EMPLOYEE; DBA; START DATE 10/24/2014; 160 HOURS PER MONTH. 3.) Jerry Romjue, CPA; Certified Public Accountant; start date 03/01/2015; 80 hours per month. 4.) J Romjue Financial Services, LLC; Managing Member; Holding Company or Tax/Bill payment Entity; Start date 01/01/2020; 160 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Allen Romjue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 East Ohio Street Suite 200, Indianapolis, IN 46204RIA
CRD#: 105644
INDIANAPOLIS, IN
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 9265 Counselors Row Suite 120, Indianapolis, IN 46240BD
CRD#: 10299
INDIANAPOLIS, IN
Past
October 24, 2014 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
INDIANAPOLIS, IN
Past
October 21, 2014 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
INDIANAPOLIS, IN
Past
February 29, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
RIA
CRD#: 10105
INDIANAPOLIS, IN
Past
January 12, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
INDIANAPOLIS, IN
Past
February 15, 2011 - April 27, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LAFAYETTE, IN
Past
February 8, 2011 - April 27, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LAFAYETTE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Idaho(1/2/2025)
RR
Illinois(9/8/2022)
IAR
Indiana(11/12/2020)
RR
Indiana(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Missouri(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Ohio(9/8/2022)
RR
South Carolina(9/8/2022)
RR
Tennessee(2/17/2023)
IAR
Texas(9/10/2021)
RR
Texas(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
