AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MF

Marisa Ann Facciolo

RIVERSEDGE ADVISORS
WILMINGTON, DE
·CRD# 5881891·5 years experience

Professional Summary

Marisa Ann Facciolo, who also goes by Marisa Ann Cole, Marisa A Cole, is a registered financial advisor currently at RIVERSEDGE ADVISORS located in Wilmington, Delaware. Marisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marisa has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marisa Ann Cole, Marisa A Cole

Blog Corner

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
View profile
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Years of Experience

5 years in the financial services industry

Current & Past Employments

RIVERSEDGE ADVISORS·CRD# 298390
RIA
600 N King St Suite 200, Wilmington, DE 19801
May 11, 2026 - Present
TRUIST ADVISORY SERVICES, INC.·CRD# 283390
RIA
King Of Prussia, PA
September 22, 2021 - January 9, 2026
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
King Of Prussia, PA
June 8, 2021 - January 9, 2026

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Current Firm

RA
RIVERSEDGE ADVISORS

BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978
RIA
Registered Investment Advisory firm - SEC (9/12/2018 Approved)

Contact Information

Main Address

600 N King St Suite 200, Wilmington, DE 19801

Phone Number

(302) 573-6864

# of Employees

19

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RIVERSEDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (7/8/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,515

AUM (Assets Under Management)

$928,361,820

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESENT BEST WITH MARISA POSITION: Owner NATURE: Helping women with career development and other personal and professional growth topics. This has included public speaking as well. I would like to be a mentor / coach for women to help them progress with their careers. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: Wilmington DE, United States DESCRIPTION: Advising, coaching and helping women with the personal and professional development

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIVERSEDGE ADVISORS

BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978
RIA
Registered Investment Advisory firm - SEC (9/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Delaware
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2021About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2021About the SIE exam

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Marisa Ann Facciolo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Lawrence Earl Springer
Lawrence Earl Springer

SHERPA CAPITAL MANAGEMENT

HOCKESSIN, DE · CRD#
Jeffrey Michael Kropp
Jeffrey Michael Kropp

OSAIC WEALTH, INC.

Chadds Ford, PA · CRD#
Benjamin Conteh
Benjamin Conteh

BARGELD FINANCIAL

MEDIA, PA · CRD#
MF
Follow Marisa
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required