KD
Kyle M. Dunn
MODERN WEALTH MANAGEMENT
ROCHESTER, NY 14604
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CRD#: 5881484
KD
Professional summary
Kyle Miller Dunn, ChFC®, CLU®, who also goes by Kyle Dunn, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Rochester, New York and MUTUAL SECURITIES, INC. located in Rochester, New York.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kyle has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Modern Wealth Insurance Services, LLC., Start Date: 03/01/2024, 13550 W. 95th Street, Lenexa, KS 66227, LLC, Insurance Agency, Insurance Agent, Sale and service of Fixed Insurance Products, Not Investment Related, 40 Hours per month, 1 Hour per day during trading hours. 2. Modern Wealth Management, LLC., Start Date: 03/01/2024, One Bausch & Lomb Pl., Ste. 900, Rochester, NY 14604, LLC, RIA, Managing Director, Provide investment advice and financial planning services as an Investment Advisor Representative of Modern Wealth Management (RIA), Investment Related, 173.33 Hours per month, 6 Hours per day during trading hours. 3. Independent Insurance Agent, Start Date: 10/07/2025, One Bausch & Lomb Pl., Ste. 900, Rochester, NY 14604, Insurance Broker under the Fixed Insurance General Agency, Insurance Broker, Insurance Broker under the FIGS-FIGS is the Broker GA that we will be using for Fixed Life Insurance, Disability Insurance, LTCi and Fixed Annuities, No Variable products will be placed through FIGS, all Variable products are sold thorugh MSI b/d relationship, Not Investment Related, 3 Hours per month, 1 Hour per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Miller Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 1, 2024 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: One Bausch & Lomb Place Suite 900, Rochester, NY 14604RIA
CRD#: 324624
ROCHESTER, NY
Current
February 29, 2024 - Present
MUTUAL SECURITIES, INC.
Office #1: One Bausch And Lomb Place Ste. 900, Rochester, NY 14604BD
CRD#: 13092
Rochester, NY
Past
August 3, 2021 - March 13, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCHESTER, NY
Past
September 18, 2018 - March 13, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, NY
Past
January 20, 2017 - September 19, 2018
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
ROCHESTER, NY
Past
February 15, 2011 - January 25, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/29/2024)
RR
Arkansas(5/8/2024)
RR
California(2/29/2024)
RR
Colorado(2/29/2024)
RR
Connecticut(5/14/2024)
RR
Delaware(5/8/2024)
RR
Florida(2/29/2024)
RR
Georgia(2/29/2024)
RR
Hawaii(2/29/2024)
RR
Indiana(8/27/2025)
RR
Massachusetts(2/29/2024)
RR
Michigan(2/29/2024)
RR
Minnesota(2/29/2024)
RR
Nevada(2/29/2024)
RR
New Mexico(5/8/2024)
RR
New York(2/29/2024)
IAR
New York(3/1/2024)
RR
North Carolina(2/29/2024)
RR
Ohio(2/29/2024)
RR
Oregon(5/10/2024)
RR
South Carolina(5/8/2024)
RR
Texas(2/29/2024)
IAR
Texas(3/1/2024)
RR
Vermont(5/10/2024)
RR
Virginia(2/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
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Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624Rochester, NY 14604TRUST BUT VERIFY
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