JM
Jeremy E. Moore
CETERA INVESTMENT ADVISERS LLC
SAPULPA, OK 74066
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CRD#: 5881214
JM
Professional summary
Jeremy Edward Moore, who also goes by Jeremy E Moore, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sapulpa, Oklahoma and CETERA WEALTH SERVICES, LLC located in Sapulpa, Oklahoma.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jeremy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy E Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE (2) NAME OF OTHER BUSINESS: MOORE WEALTH ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: AMERICAN HERITAGE BANK; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 08/2022; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: CETERA ADVISOR NETWORKS LOCATED AT AMERICAN HERITAGE BANK; (4) NAME OF OTHER BUSINESS: MOORE WEALTH MANAGEMENT, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS: 16; BRIEF DESCRIPTION OF DUTIES: PRESIDENT/CAN ADVISOR/CONSULTANT. CONSULTING EXISTING CAN ADVISOR ON TRANSITIONING CLIENTS DURING & AFTER RETIREMENT OF ADVISOR;
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Edward Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2 S Main St, Sapulpa, OK 74066RIA
CRD#: 105644
SAPULPA, OK
Current
August 13, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2 S Main St, Sapulpa, OK 74066BD
CRD#: 13572
Sapulpa, OK
Past
August 13, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 31, 2013 - September 11, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
TULSA, OK
Past
October 31, 2013 - September 11, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
TULSA, OK
Past
March 22, 2011 - November 1, 2013
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
TULSA, OK
Past
February 4, 2011 - November 1, 2013
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2023)
RR
Arizona(5/2/2024)
RR
Arkansas(1/9/2025)
RR
Colorado(8/13/2021)
RR
Florida(8/13/2021)
RR
Georgia(8/13/2021)
RR
Iowa(8/13/2021)
RR
Kansas(8/13/2021)
RR
Michigan(8/13/2021)
RR
Missouri(8/13/2021)
RR
New Mexico(1/14/2023)
RR
North Carolina(9/13/2021)
RR
Oklahoma(8/13/2021)
IAR
Oklahoma(6/29/2023)
RR
South Dakota(11/23/2022)
RR
Texas(8/13/2021)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sapulpa, OK 74066TRUST BUT VERIFY
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