Jamaal J. Moore

ALLSTATE FINANCIAL ADVISORS

Sugar Land, TX 77479-2190

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CRD#: 5881186

Professional summary

Jamaal James Moore is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Sugar Land, Texas and ALLSTATE FINANCIAL SERVICES, LLC located in Sugar Land, Texas.

Jamaal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jamaal has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JMO ENTERPRISES LLC POSITION: Owner NATURE: Airbnb Rental INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 14811 Swansea Harbor Ln, Houston TX 77053, United States DESCRIPTION: I bought a secondary property that I can use as an office or rent out as Airbnb.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamaal James Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2020 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 2245 Texas Dr Ste 285, Sugar Land, TX 77479-2190

RIA

CRD#: 109524

Sugar Land, TX

Current

March 14, 2013 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2245 Texas Dr Ste 285, Sugar Land, TX 77479-2190

CRD#: 18272

Sugar Land, TX

Past

January 11, 2012 - October 17, 2012

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

January 11, 2012 - October 17, 2012

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

October 7, 2011 - October 14, 2011

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

September 26, 2011 - October 14, 2011

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 23, 2011 - June 2, 2011

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/11/2025)

Florida
(1/17/2023)

Georgia
(5/30/2023)

Illinois
(3/6/2017)

Louisiana
(8/20/2015)

Missouri
(2/24/2016)

New York
(1/29/2025)

Texas
(3/14/2013)

IAR

Texas
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/2/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/22/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jamaal J. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamaal James Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

EDWARD JONES

EDWARD JONES

MORGAN STANLEY

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2011

SIE

Date: 10/1/2018

Series 31

Date: 2/2/2012

Series 7

Date: 3/22/2011

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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