Brian M. Reale
Professional summary
Brian Matthew Reale, who also goes by Brian M Reale, Brian Matthew Reale, is a registered financial professional currently at MCAP LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Matthew Reale's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
MCAP LLC
Office #1: 100 Park Avenue Suite 2201, New York, NY 10017Office #2: 100 Park Avenue Suite 2201, New York, NY 10017October 15, 2019 - March 21, 2024
CLEARPOOL EXECUTION SERVICES, LLC
February 23, 2011 - February 11, 2016
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2024)
(4/1/2024)
(5/3/2024)
(4/15/2024)
(6/27/2024)
(6/3/2024)
(11/4/2025)
(4/1/2024)
(5/10/2024)
(4/11/2024)
(4/1/2024)
(4/8/2024)
(4/2/2024)
(4/1/2024)
(5/11/2024)
Exams
Series 55
Date: 11/7/2011
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MCAP LLC
CRD#: 139515 / SEC#: , 8-67217
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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