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RC

Ronald M. Cheng

HSBC SECURITIES (USA)
Houston, TX 77056
Some features on this profile are disabled
CRD#: 5880530
RC

Professional summary

Ronald Man Ho Cheng, who also goes by Man Ho Cheng, Ronald Cheng, Ronald Man Ho Cheng, Man Ho Cheng, is a registered financial professional currently at HSBC SECURITIES (USA) INC. located in Houston, Texas.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2012. Ronald has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Man Ho Cheng | Ronald Cheng | Ronald Man Ho Cheng | Man Ho Cheng

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Man Ho Cheng's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

HSBC SECURITIES (USA) INC.

Office #1: 3050 Post Oak Boulevard Suite 600, Houston, TX 77056
RIA
BD
CRD#: 19585
Houston, TX
Past

July 17, 2018 - March 2, 2021

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
HOUSTON, TX
Past

March 2, 2017 - July 18, 2018

TD SECURITIES (USA) LLC

BD
CRD#: 18476
HOUSTON, TX
Past

May 14, 2012 - July 18, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SUGARLAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HS
HSBC SECURITIES (USA) INC.
CARROLL MCENTEE & MCGINLEY INCORPORATED | INVESTDIRECT | HSBC SECURITIES, INC. | HSBC SECURITIES (USA) INC.

CRD#: 19585 / SEC#: 801-64563, 8-41562

RIA
Registered Investment Advisory firm - SEC (8/30/2005 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Idaho
(5/22/2026)
RR
Kansas
(5/22/2026)
RR
Missouri
(5/22/2026)
RR
Nebraska
(5/22/2026)
RR
Ohio
(5/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/16/2026
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/25/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/2/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/11/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HSBC SECURITIES (USA) INC.
CARROLL MCENTEE & MCGINLEY INCORPORATED | INVESTDIRECT | HSBC SECURITIES, INC. | HSBC SECURITIES (USA) INC.

CRD#: 19585 / SEC#: 801-64563, 8-41562

RIA
Registered Investment Advisory firm - SEC (8/30/2005 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
66 Hudson Boulevard, New York, NY 10001
Mailing Address
227 West Monroe Suite 1810, Chicago, IL 60606
Phone number
(224) 880-8555
Established
Delaware since 12/31/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
473

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HSBC SECURITIES (USA) INC. (1/21/2026)
MANAGED PORTFOLIO ACCOUNT WRAP FEE PROGRAM BROCHURE (1/21/2026)
HSBC SECURITIES (USA) INC. PRIVATE EQUITY FUNDS AND DIRECT INVESTMENTS (1/16/2026)
HSBC PRISM ADVISORY (10/16/2025)

Direct owners and executive officers

NamePositionCRD#
HSBC MARKETS (USA), INC.PARENT
BUSCAGLIA, SARA FAYEDIRECTOR4884059
GOODWIN, CARY LONGSTRETHPRESIDENT/CEO/DIRECTOR3092972
MEHTA, ORESTA IDIRECTOR7056066
NATALE, DUSTINCHIEF COMPLIANCE OFFICER (BD) AND HEAD OF MSS COMPLIANCE5581428
PALOMAKI, DANIEL SINTERIM CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER6817317
PECORELLA, ANTHONYINTERIM HEAD OF OPERATIONS / PRINCIPAL OPERATIONS OFFICER1948919
SHAW, IAN GMANAGING DIRECTOR, HEAD OF US WPB COMPLIANCE AND CHIEF COMPLIANCE OFFICER OF RIA7051510
WIRGIN, MICHAEL KGENERAL COUNSEL7050015

Regulatory assets under management

Total Number of Accounts12,180
AUM (Assets Under Management)$ 3,232,551,904

Disclosures

Regulatory Event87
Arbitration7

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025
Cover Page
Report
12/11/2024
Cover Page
Report
10/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HSBC SECURITIES (USA) INC.

CRD#: 19585Houston, TX 77056

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