Michelle A. Kaiser

EQUITYBEE SECURITIES

PALO ALTO, CA 94301

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CRD#: 5880443

Professional summary

Michelle Ambrosio Kaiser, CFP®, who also goes by Michelle Kaiser, is a registered financial professional currently at EQUITYBEE SECURITIES, LLC located in Palo Alto, California.

Michelle is registered as a RR (Registered Representative) and started their career in finance in 2011. Michelle has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michelle Kaiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Ambrosio Kaiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 12, 2022 - Present

EQUITYBEE SECURITIES, LLC

Office #1: 955 Alma Street. Suite B, Palo Alto, CA 94301Office #2: 955 Alma Street. Suite B, Palo Alto, CA 94301

CRD#: 41896

PALO ALTO, CA

Past

December 16, 2019 - April 11, 2022

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

Palo Alto, CA

Past

December 22, 2011 - April 24, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EAST PALO ALTO, CA

Past

September 1, 2011 - April 24, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EAST PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/13/2022)

Alaska
(4/13/2022)

Arizona
(5/5/2022)

Arkansas
(5/5/2022)

California
(4/13/2022)

Colorado
(4/13/2022)

Connecticut
(4/13/2022)

Delaware
(5/3/2022)

District of Columbia
(5/13/2022)

Florida
(5/10/2022)

Georgia
(5/5/2022)

Hawaii
(6/6/2022)

Idaho
(5/10/2022)

Illinois
(6/7/2022)

Indiana
(4/25/2022)

Iowa
(4/19/2022)

Kansas
(4/14/2022)

Kentucky
(4/14/2022)

Louisiana
(4/19/2022)

Maine
(4/13/2022)

Maryland
(4/13/2022)

Massachusetts
(4/14/2022)

Michigan
(6/7/2022)

Minnesota
(4/13/2022)

Mississippi
(4/14/2022)

Missouri
(4/13/2022)

Montana
(4/13/2022)

Nebraska
(4/15/2022)

Nevada
(4/28/2022)

New Hampshire
(4/19/2022)

New Jersey
(4/20/2022)

New Mexico
(4/15/2022)

New York
(5/14/2022)

North Carolina
(4/13/2022)

North Dakota
(5/13/2022)

Ohio
(4/17/2022)

Oklahoma
(4/13/2022)

Oregon
(4/14/2022)

Pennsylvania
(4/13/2022)

Puerto Rico
(4/25/2022)

Rhode Island
(4/25/2022)

South Carolina
(4/19/2022)

South Dakota
(5/20/2022)

Tennessee
(5/5/2022)

Texas
(4/13/2022)

Utah
(4/13/2022)

Vermont
(4/13/2022)

Virginia
(4/19/2022)

Washington
(4/14/2022)

West Virginia
(4/20/2022)

Wisconsin
(4/13/2022)

Wyoming
(4/25/2022)

Exams

State Security Law Exam

Series 63

Date: 12/6/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/21/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/4/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EQUITYBEE SECURITIES, LLC

EQUITYBEE SECURITIES, LLC | HMI INVESTMENTS, LTD. | HAMILTON MILLER INVESTMENTS, LLC

CRD#: 41896 / SEC#: , 8-49621

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

955 Alma Street. Suite B, Palo Alto, CA 94301

Mailing Address

955 Alma Street. Suite A, Palo Alto, CA 94301

Phone number

(650) 847-1149

Established

Delaware since 03/04/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EQUITYBEE INC.	PARENT
DANIELS, RICHARD MATTHEW	FINOP/PFO/POO	5877964
KAISER, MICHELLE AMBROSIO	CHIEF EXECUTIVE OFFICER	5880443
WADE, MITCHELL	CHIEF COMPLIANCE OFFICER	6516098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michelle A. Kaiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Ambrosio Kaiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2019

Series 66

Date: 12/21/2011

SIE

Date: 4/24/2017

Series 7

Date: 8/31/2011

Series 4

Date: 3/4/2024

Series 24

Date: 8/11/2022

FINRA

Current Firm

EQUITYBEE SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EQUITYBEE SECURITIES, LLC

TRUST BUT VERIFY

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