Benjamin J. Borrelli

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

MANITOU BEACH, MI

Some features on this profile are disabled

CRD#: 5880361

Professional summary

Benjamin Julius Borrelli, who also goes by Benji Borrelli, is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Manitou Beach, Michigan.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Benjamin has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benji Borrelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Knights of Columbus Insurance, non-investment related, life insurance, General Agent, Selling life insurance, long term care, disability income and fixed annuities, Start Date: 08/2012 , 120 hours a month. BRE, LLC / owner / this is my LLC set up to purchase my office building in 2021 and it has rental income from my insurance work.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Julius Borrelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2024 - Present

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

CRD#: 174129

MANITOU BEACH, MI

Past

December 23, 2011 - June 28, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

OCEAN SPRINGS, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 12/22/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 6.4.2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin J. Borrelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Julius Borrelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2024

Series 6

Date: 12/22/2011

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors