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Jeffrey A. Sorensen
CORNERSTONE ADVISORS
Topeka, KS 66615
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CRD#: 5880112
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Professional summary
Jeffrey A Sorensen is a registered financial advisor currently at CORNERSTONE ADVISORS located in Topeka, Kansas.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffrey has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CONRERSTONE INSURANCE, 6540 SW 10TH AVE, TOPEKA, KS, 1/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 5/TRADING.
2)MIDLAND CARE CONNECTION/MEALS ON WHEELS OF SHAWNEE AND JEFFERSON COUNTIES, 200SW FRAZIER CIR, TOPEKA, KS, 1/16/2013 AS CHAIR PARTICIPATING IN BOARD MEETINGS AND FINANCE COMMITTEE MEETINGS. NOT INVESTMENT RELATED. DEVOTES 3 HRS/MNTH. 3 HOURS DURING TRADING. NON-PROFIT ORGANIZATION.
3.FAMILY SERVICE & GUIDANCE CENTER, 325 SW FRAZIER AVE, TOPEKA, KS, 8/2015 AS BOARD MEMBER/TREASURER/FINANCE COMMITTEE CHAIR. NIR - 3 HR/MO - 2/TRADING.
4.CORNERSTONE ADVISORS, 6540 SW 10TH AVE, TOPEKA, KS, 6/2011 AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 25/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey A Sorensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2011 - Present
CORNERSTONE ADVISORS
Office #1: 6540 Sw 10th Avenue, Topeka, KS 66615RIA
CRD#: 114510
Topeka, KS
Past
April 29, 2011 - December 31, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
TOPEKA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS
CORNERSTONE ADVISORS | CORNERSTONE ADVISORS, LLC
CRD#: 114510 / SEC#: 801-110649
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)Colorado
Registered Investment Advisory firm - (12/19/2017 Terminated)Kansas
Registered Investment Advisory firm - (12/18/2017 Terminated)Missouri
Registered Investment Advisory firm - (12/18/2017 Terminated)Nebraska
Registered Investment Advisory firm - (12/19/2017 Terminated)Texas
Registered Investment Advisory firm - (12/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(6/23/2017)
IAR
Texas(3/20/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CORNERSTONE ADVISORS
CORNERSTONE ADVISORS | CORNERSTONE ADVISORS, LLC
CRD#: 114510 / SEC#: 801-110649
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)Colorado
Registered Investment Advisory firm - (12/19/2017 Terminated)Kansas
Registered Investment Advisory firm - (12/18/2017 Terminated)Missouri
Registered Investment Advisory firm - (12/18/2017 Terminated)Nebraska
Registered Investment Advisory firm - (12/19/2017 Terminated)Texas
Registered Investment Advisory firm - (12/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6540 Sw 10th Avenue, Topeka, KS 66615
Mailing Address
Phone number
(785) 273-2685
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,092 |
| AUM (Assets Under Management) | $ 244,695,549 |
Red Flags
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Company Information
CORNERSTONE ADVISORS
CRD#: 114510Topeka, KS 66615TRUST BUT VERIFY
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