Richard Marc Levine
Professional Summary
Richard Marc Levine is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in Chicago, Illinois and SUSQUEHANNA INVESTMENT GROUP located in Chicago, Illinois. Richard is registered as a RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 2 firms and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
SUSQUEHANNA INVESTMENT GROUP
Contact Information
Main Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Mailing Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122Phone Number
(610) 617-2600Established
Pennsylvania since 05/01/1987Firm Type
PartnershipFiscal Year End
DecemberFirm Size
MediumFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
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Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WILLIAM BLAIR
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State Registrations and Notice Filings
Exams
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SRO Registrations
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CRS (Client Relationship Summary) - BD
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