AM
Ali Mahbod
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
Some features on this profile are disabled
CRD#: 5879992
AM
Professional summary
Ali Mahbod, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Ali is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ali has worked at 6 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNITED STATES SOCCER FEDERATION POSITION: Soccer Official NATURE: I am a licensed Grade 07 soccer referee with the United States Soccer Federation. I referee a variety of adult amateur and youth games. I normally do about 1 game a week and is a 1099 activity. At this stage after 16 years I do it simply for fun and as a hobby. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2004 ADDRESS: Atlanta GA, United States DESCRIPTION: Referee soccer games MAVS POSITION: Consultant NATURE: vocational therapy solutions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Atlanta GA, United States DESCRIPTION: I use to work for MAVS prior to accepting a position with SunTrust. Kristina owns this company so I simply want to continue helping her with clerical and administrative activities during off hours. OMEGA PALLAS POSITION: Volunteer NATURE: Delta Pallas dba Pallas is a non profit organization focused on bettering the community. Pallas' helps children and adults by supporting education through sports, in particular soccer and kickball. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: Marietta GA, United States DESCRIPTION: Volunteer time as an agent. Volunteer to manage books and records under the supervision of the treasurer and board. GEORGETOWN AT PERIMETER WALK POSITION: President NATURE: Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Dunwoody GA, United States DESCRIPTION: Board member on my HOA for my home.
CRS (Client Relationship Summary) - RIA
Click below to view Ali Mahbod's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 8, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
June 30, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 2, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
June 24, 2015 - May 15, 2018
HARRISDIRECT LLC
RIA
CRD#: 42159
ALPHARETTA, GA
Past
June 5, 2015 - May 15, 2018
E*TRADE SECURITIES LLC
BD
CRD#: 29106
ALPHARETTA, GA
Past
November 14, 2014 - June 18, 2015
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ATLANTA, GA
Past
November 14, 2014 - June 18, 2015
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ATLANTA, GA
Past
May 9, 2011 - June 13, 2014
EDWARD JONES
RIA
CRD#: 250
NEW ORLEANS, LA
Past
February 25, 2011 - June 13, 2014
EDWARD JONES
BD
CRD#: 250
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2020)
RR
Alaska(8/3/2020)
RR
Arizona(7/29/2020)
RR
Arkansas(8/3/2020)
RR
California(7/23/2020)
RR
Colorado(6/30/2020)
RR
Connecticut(7/30/2020)
RR
Delaware(7/22/2020)
RR
District of Columbia(7/1/2020)
RR
Florida(7/1/2020)
IAR
Georgia(6/8/2020)
RR
Georgia(7/29/2020)
RR
Hawaii(7/30/2020)
RR
Idaho(7/2/2020)
RR
Illinois(8/11/2020)
RR
Indiana(8/3/2020)
RR
Iowa(7/24/2020)
RR
Kansas(8/11/2020)
RR
Kentucky(7/30/2020)
RR
Louisiana(7/29/2020)
RR
Maine(7/24/2020)
RR
Maryland(6/30/2020)
RR
Massachusetts(7/23/2020)
RR
Michigan(7/27/2020)
RR
Minnesota(7/31/2020)
RR
Mississippi(7/30/2020)
RR
Missouri(7/23/2020)
RR
Montana(7/22/2020)
RR
Nebraska(8/3/2020)
RR
Nevada(8/11/2020)
RR
New Hampshire(8/26/2020)
RR
New Jersey(9/13/2021)
RR
New Mexico(7/31/2020)
RR
New York(8/18/2020)
RR
North Carolina(7/22/2020)
RR
North Dakota(8/3/2020)
RR
Ohio(6/30/2020)
RR
Oklahoma(7/30/2020)
RR
Oregon(7/23/2020)
RR
Pennsylvania(7/23/2020)
RR
Puerto Rico(7/2/2020)
RR
Rhode Island(7/23/2020)
RR
South Carolina(8/3/2020)
RR
South Dakota(8/3/2020)
RR
Tennessee(7/30/2020)
RR
Texas(7/26/2020)
RR
Utah(7/22/2020)
RR
Vermont(7/29/2020)
RR
Virginia(7/30/2020)
RR
Washington(7/30/2020)
RR
West Virginia(8/3/2020)
RR
Wisconsin(7/22/2020)
RR
Wyoming(7/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
