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Denis J. Curran

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CRD#: 5879725
DC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Denis Jeffrey Curran was a registered financial professional .

Denis is a previously registered financial professional and started their career in finance in 2011. Denis had worked at 1 firm and has passed the Series 56 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 8, 2011 - August 13, 2013

ICM SECURITIES, LLC

BD
CRD#: 131988
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 56
Date: 11/8/2012
Proprietary Trader Qualification Examination

Current Firm

IS
ICM SECURITIES, LLC
ICM SECURITIES, LLC | INFINIUM SECURITIES, LLC | INFINIUM CAPITAL MANAGEMENT, LLC

CRD#: 131988 / SEC#: , 8-66536

BD
Terminated by SEC on 10/12/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 02/27/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INFINIUM CAPITAL GROUP, LLCPARENT COMPANY
EICKBUSH, GREGORY FRANCISCHIEF OPERATING OFFICER2533204
JEFFERSON, RYAN TFINOP5844031
SCHINZEL, MATTHEW CRAIGGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER5416238

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICM SECURITIES, LLC

CRD#: 131988

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